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Documenting Payroll Policies & Procedures: Comply with Sarbanes-Oxley


Webinar Recording

Recording Price: $199.00

(Includes Proprietary Materials)

The Sarbanes-Oxley Act requires that all areas of accounting within a company have well-documented policies and procedures, but how can you be sure payroll's documentation practices are in compliance? In order to avoid DOL audits and costly fines, payroll will need efficient documentation processes. Join us for a live, 75-minute webinar to discover:

  • Sarbanes-Oxley compliance regulations for payroll internal controls
  • Strategies for headache and error free payroll documentation
  • Policy and procedure documentation: Save time and ease compliance
  • What to expect from DOL audits: How and when to prepare

Program Highlights

  • Sarbanes-Oxley Requirements for Payroll Documentation: Stay Compliant

    • DOL Audits: What they need to see and how to prepare
    • Electronic record keeping: Key documents to retain
    • Proper documentation: What's required by federal and state regulations
  • How to Document Your Procedures: Best Practices and Techniques

    • How procedures can streamline payroll processes: Improve efficiency
    • Getting it under control: Tips to save you time, energy and stress
    • Organizing the process: How to streamline for best results
  • Compliance Resources: Methods to Save Time And Ease Compliance

    • How to revise outdated policies: Recreate processes you can use
    • Write procedures in hours instead of weeks: Ease the Burden
    • The key points for each procedure: Too much vs. not enough
  • Live Question & Answer Session - Have your questions answered by the expert!

About The Speaker

Mark Schwartz has over 15 years experience in state and federal payroll tax audits, collections, and payroll consulting.

  • As an auditor, Mark prided himself on his ability to educate his auditees on state and federal payroll tax requirements. Whatever issues he found in audits, he ensured the auditee knew how to comply in the future. He worked to minimize company disruptions in the audit process.
  • In addition to his real-life experiences, Mark has a Masters in Business Administration, and currently uses his entertaining and helpful personality to help organizations prepare for payroll tax audits - whether they've already got the notice or are still hoping they don't!

Program Benefits

Join us for this 75-minute webinar to discover time-saving strategies to document payroll policies and procedure in compliance with Sarbanes-Oxley and other regulations.


  • None

Delivery Method

  • Group Internet Based

NASBA Field Of Study

  • Accounting - Finance

Program Level

  • Basic Knowledge Required